Glossary entry

English term or phrase:

Regulation S Securities

Spanish translation:

valores según el Reglamento S (... y valores según la Norma 144-A)

Added to glossary by Carla Lorenzo del Castillo
Sep 5, 2015 11:43
8 yrs ago
22 viewers *
English term

Regulation S Securities

English to Spanish Bus/Financial Finance (general)
Hello,

Estoy traduciendo una serie de modificaciones a un folleto de una sociedad de inversiones, y aparece este término. El texto indica que el gestor de inversiones podrá invertir hasta un tercio del total de activos en "Regulation S Securities and Rule 144a securities".

¿Alguna idea?

Proposed translations

+1
4 hrs
Selected

valores según el Reglamento S (... y valores según la Norma 144-A)

Se relaciona con la Ley de Valores de 1933.
Peer comment(s):

agree Mónica Algazi
3 hrs
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4 KudoZ points awarded for this answer.

Reference comments

15 mins
Reference:

Refs.

https://secure.fundsupermart.com/main/download/attachments/N...
The Fund may invest any portion of its total assets in Regulation S securities, Rule 144A securities and fixed income securities rated below investment grade.


https://en.wikipedia.org/wiki/SEC_Rule_144A
Rule 144A. Securities Act of 1933, as amended (the "Securities Act") provides a safe harbor from the registration requirements of the Securities Act of 1933 for certain private resales of minimum $500,000 units of restricted securities to qualified institutional buyers (QIBs), which generally are large institutional investors that own at least $100 million in investable assets. When a broker or dealer is selling securities in reliance on Rule 144A, it may make offers to non-QIBs through general solicitations following an amendment to the rule in 2012.[1]

http://media.mofo.com/files/Uploads/Images/FAQs-Regulation-S...
What is Regulation S?
Regulation S provides an exclusion from the Section 5
registration requirements of the Securities Act of 1933,
as amended (the “Securities Act”), for offerings made
outside the United States by both U.S. and foreign
issuers. A securities offering, whether private or public,
made by an issuer outside of the United States in
reliance on Regulation S need not be registered under
the Securities Act. The Regulation S safe harbors are
non-exclusive, meaning that an issuer that attempts to
comply with Regulation S also may claim the
availability of another applicable exemption from
registration. Regulation S is available for offerings of
both equity and debt securities.
Regulation S is available only for “offers and sales of
securities outside the United States” made in good faith
and not as a means of circumventing the registration
provisions of the Securities Act. The availability of the
issuer (Rule 903) and the resale (Rule 904) safe harbors
is contingent on two general conditions:

http://www.franklintempleton.com.mx/downloadsServlet?docid=h...
El término “Persona estadounidense” significará cualquier
persona que sea una Persona estadounidense en el sentido
del ***Reglamento S de la Ley de Valores de EE. UU. de 1933
(Regulation S, Securities Act of 1933)*** o de la Comisión de
Contratación de Futuros de Mercancías (CFTC) de EE. UU.,
en la definición en que dicho término pueda encontrarse
en vigor en cada momento como consecuencia de cambios
en la legislación, normativa o reglamento o derivadas de
interpretaciones judiciales o administrativas de las mismas
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